4//SEC Filing
Ungerleider Howard I 4
Accession 0001751788-23-000046
CIK 0001751788other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 9:11 PM ET
Size
16.9 KB
Accession
0001751788-23-000046
Insider Transaction Report
Form 4
DOW INC.DOW
Ungerleider Howard I
President and CFO
Transactions
- Award
Common Stock
2023-02-09+12,310→ 193,421 total - Exercise/Conversion
Common Stock
2023-02-09$47.31/sh+94,998$4,494,355→ 288,419 total - Disposition to Issuer
Common Stock
2023-02-09$59.94/sh−83,959$5,032,427→ 204,460 total - Gift
Common Stock
2023-02-09−11,039→ 193,421 total - Gift
Common Stock
2023-02-09+11,039→ 143,055 total(indirect: By Trust) - Award
Non-Qualified Stock Option (Right to Buy)
2023-02-09+79,910→ 79,910 totalExercise: $59.08Exp: 2033-02-09→ Common Stock (79,910 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2023-02-09−94,998→ 0 totalExercise: $47.31Exp: 2024-02-14→ Common Stock (94,998 underlying)
Holdings
- 389.79(indirect: By 401(k))
Common Stock
- 926.64(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
- [F2]Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.
- [F3]The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $59.91 to $60.04. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Total includes previously reported restricted stock units.
- [F5]This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.
- [F6]This option granted in February 2014, and expiring on February 14, 2024, is fully vested and exercisable.
Documents
Issuer
DOW INC.
CIK 0001751788
Entity typeother
Related Parties
1- filerCIK 0001514396
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 9:11 PM ET
- Size
- 16.9 KB