Carter Karen S 4
4 · DOW INC. · Filed Feb 13, 2023
Insider Transaction Report
Form 4
DOW INC.DOW
Carter Karen S
Chief Operating Officer
Transactions
- Award
Common Stock
2023-02-09+5,900→ 113,312 total - Award
Non-Qualified Stock Option (Right to Buy)
2023-02-09+38,310→ 38,310 totalExercise: $59.08Exp: 2033-02-09→ Common Stock (38,310 underlying)
Holdings
- 313.821(indirect: By 401(k))
Common Stock
- 737.875(indirect: By 401(k))
Common Stock
- 5,124.457
Phantom Stock Units
→ Common Stock (5,124.457 underlying)
Footnotes (5)
- [F1]Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
- [F2]Total includes previously reported restricted stock units.
- [F3]This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.
- [F4]There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
- [F5]Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.