Carter Karen S 4
4 · DOW INC. · Filed Mar 2, 2026
Research Summary
AI-generated summary of this filing
DOW COO Karen S. Carter Sells 2,969 Shares
What Happened Karen S. Carter, Chief Operating Officer of DOW Inc. (DOW), had 2,969 shares disposed back to the issuer on Feb 26, 2026 at $29.90 per share, a total value of $88,773. The transaction is reported as a disposition to the issuer (withholding) to satisfy tax withholding obligations upon settlement of previously reported awards — a routine, non‑market sale.
Key Details
- Transaction date: 2026-02-26; Price: $29.90; Shares: 2,969; Value: $88,773.
- Type: Disposition to issuer (withheld shares to satisfy tax withholding).
- Filing date: 2026-03-02 — filed within the standard two business days (timely).
- Shares owned after transaction: not specified in the provided excerpt.
- Notable footnotes:
- F1: Shares were withheld by the issuer to satisfy tax withholding on settled awards (exempt under Rule 16b-3).
- F2–F4: Total includes previously reported restricted stock units and phantom stock units; phantom units equate to one share and are payable in cash under a deferral election.
Context This was a withholding of shares to cover tax obligations on vested/settled awards, not an open‑market sale by the insider. Such transactions are common after awards vest and generally do not, by themselves, indicate a change in insider sentiment.
Insider Transaction Report
- Disposition to Issuer
Common Stock
[F1][F2]2026-02-26$29.90/sh−2,969$88,773→ 150,331 total
- 1,239.587(indirect: By 401(k))
Common Stock
- 321.252(indirect: By 401(k))
Common Stock
- 12,503.86
Phantom Stock Units
[F3][F4]→ Common Stock (12,503.86 underlying)
Footnotes (4)
- [F1]Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
- [F2]Total includes previously reported restricted stock units.
- [F3]There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
- [F4]Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.