Soluna Holdings, Inc·4/A

Aug 24, 12:26 PM ET

Marusak Thomas J 4/A

4/A · Soluna Holdings, Inc · Filed Aug 24, 2022

Insider Transaction Report

Form 4/AAmended
Period: 2022-08-18
Transactions
  • Exercise/Conversion

    Common Stock

    2022-08-18$0.90/sh+9,375$8,438262,400 total
  • Exercise/Conversion

    Common Stock

    2022-08-18$1.20/sh+19,000$22,800253,025 total
  • Exercise/Conversion

    Stock options (Right to Buy)

    2022-08-1819,0000 total
    Exercise: $1.20Exp: 2025-03-05Common Stock (19,000 underlying)
  • Exercise/Conversion

    Stock options (Right to Buy)

    2022-08-189,3753,125 total
    Exercise: $0.90Exp: 2028-12-12Common Stock (9,375 underlying)
Footnotes (3)
  • [F1]This corrects Mr. Marusak's Form 4 filed on August 22, 2022, which inadvertently reported the incorrect number of shares of common stock acquired by Mr. Marusak upon the exercise of his options due to a typographical error. The correct beneficial ownership was reported in Column 5.
  • [F2]On March 5, 2015, the reporting person was granted options to purchase 19,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 19,000 shares of common stock were vested.
  • [F3]On December 12, 2018, the reporting person was granted options to purchase 12,500 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 9,375 shares of common stock were vested and options to purchase 3,125 shares of common stock remain unvested.

Documents

1 file
  • 4
    ownership.xml