Whalen James F. 4/A

4/A · Capital Bancorp Inc · Filed Feb 11, 2025

Form 4/AAmended

Period: 2024-06-24

Director

Transactions

Exercise/Conversion
Common Stock
2024-06-24$14.54/sh+7,000$101,780→ 664,804 total(indirect: By Trust)
Exercise/Conversion
Stock Options
2024-06-24−3,750→ 1,250 total
Exercise: $13.89From: 2021-12-31Exp: 2025-12-31→ Common Stock (3,750 underlying)
Exercise/Conversion
Common Stock
2024-06-24$13.89/sh+3,750$52,088→ 668,554 total(indirect: By Trust)
Exercise/Conversion
Stock Options
2024-06-24−7,000→ 0 total
Exercise: $14.54From: 2020-12-30Exp: 2024-12-30→ Common Stock (7,000 underlying)

Holdings

Common Stock
(indirect: By LLC)
240,409
Common Stock
(indirect: By LLC)
2,821
Stock Options
Exercise: $26.41From: 2022-12-31Exp: 2026-12-31→ Common Stock (2,750 underlying)
2,750
Common Stock
(indirect: By LLC)
2,821
Stock Options
Exercise: $23.54From: 2024-01-01Exp: 2028-01-01→ Common Stock (3,485 underlying)
3,485
Stock Options
Exercise: $24.20From: 2025-01-01Exp: 2029-01-01→ Common Stock (4,400 underlying)
4,400
Common Stock
895
Common Stock
(indirect: By IRA)
58,400

Footnotes (3)

[F1]This amendment amends the nature of ownership from direct to indirect by James F. Whalen Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on June 24, 2024.
[F2]This amendment amends the nature of indirect beneficial ownership from "By Millennium Trust Company, LLC FBO James Whalen" to "By IRA."
[F3]The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Documents

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