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4Accepted Aug 5, 6:06 AM ET

StoneX (SNEX) Director Diane L. Cooper Receives 116-Share Award

SNEXStoneX Group Inc.

Accepted (ET)

6:06 AM

Aug 5, 2026

Filed

Aug 5, 2026

Documents

1

Size

5.1 KB

Summary

StoneX (SNEX) Director Diane L. Cooper Receives 116-Share Award

Updated

What Happened
Diane L. Cooper, a director of StoneX Group Inc. (SNEX), was granted 116 restricted shares on July 31, 2026. The Form 4 records the acquisition as 116 shares at $0.00 (transaction code A — award/grant), i.e., no cash paid for the award.

Key Details

  • Transaction date: 2026-07-31; filing date (Accession 0001757376-26-000009): 2026-08-05. The Form 4 was posted five days after the transaction (appears to be a late filing relative to the two-business-day expectation).
  • Shares acquired: 116 restricted shares; reported acquisition price: $0.00; reported total value on Form 4: $0.
  • Shares owned after the transaction: Not specified in this Form 4.
  • Footnote: Shares were granted under the Company’s Restricted Stock Program and "vest equally on anniversary in years one, two and three" (Footnote F1).
  • No 10b5-1 plan, cashless sale, tax-withholding sale, or other sale/derivative activity is indicated on this filing.

Context
Restricted stock awards are a form of compensation and typically vest over time to encourage retention; they are not an open-market purchase that necessarily signals a personal investment. The multi-year vesting means the shares are subject to forfeiture until vested. The late filing delays public disclosure of the grant but does not change the nature of the award.

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