4Filed Aug 4, 8:00 PM ET
StoneX (SNEX) Director Diane L. Cooper Receives 116-Share Award
$SNEX · StoneX Group Inc.Research Summary
AI-generated summary of this SEC filing
StoneX (SNEX) Director Diane L. Cooper Receives 116-Share Award
What Happened
Diane L. Cooper, a director of StoneX Group Inc. (SNEX), was granted 116 restricted shares on July 31, 2026. The Form 4 records the acquisition as 116 shares at $0.00 (transaction code A — award/grant), i.e., no cash paid for the award.
Key Details
- Transaction date: 2026-07-31; filing date (Accession 0001757376-26-000009): 2026-08-05. The Form 4 was posted five days after the transaction (appears to be a late filing relative to the two-business-day expectation).
- Shares acquired: 116 restricted shares; reported acquisition price: $0.00; reported total value on Form 4: $0.
- Shares owned after the transaction: Not specified in this Form 4.
- Footnote: Shares were granted under the Company’s Restricted Stock Program and "vest equally on anniversary in years one, two and three" (Footnote F1).
- No 10b5-1 plan, cashless sale, tax-withholding sale, or other sale/derivative activity is indicated on this filing.
Context
Restricted stock awards are a form of compensation and typically vest over time to encourage retention; they are not an open-market purchase that necessarily signals a personal investment. The multi-year vesting means the shares are subject to forfeiture until vested. The late filing delays public disclosure of the grant but does not change the nature of the award.