4//SEC Filing
Olesky Lee 4
Accession 0001758730-23-000090
CIK 0001758730other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 7:05 PM ET
Size
8.9 KB
Accession
0001758730-23-000090
Insider Transaction Report
Form 4
Olesky Lee
DirectorChief Executive Officer
Transactions
- Tax Payment
Class A common stock
2023-03-16$74.19/sh−11,184$829,741→ 292,531 total - Award
Class A common stock
2023-03-16+58→ 292,589 total
Holdings
- 20,000(indirect: See footnote)
Class A common stock
Footnotes (4)
- [F1]Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
- [F2]Includes (i) 17,151 RSUs in respect of Class A Common Stock scheduled to vest on March 17, 2023, (ii) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (iii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iv) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (vi) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (vii) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vii) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
- [F3]Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
- [F4]The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771195
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 7:05 PM ET
- Size
- 8.9 KB