4//SEC Filing
Olesky Lee 4
Accession 0001758730-23-000114
CIK 0001758730other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:59 PM ET
Size
21.3 KB
Accession
0001758730-23-000114
Insider Transaction Report
Form 4
Olesky Lee
DirectorChief Executive Officer
Transactions
- Sale
Class A common stock
2023-03-31$79.19/sh−71,330$5,648,316→ 234,357 total - Exercise/Conversion
Class A common stock
2023-04-03$20.59/sh+17,193$354,004→ 251,550 total - Exercise/Conversion
Class A common stock
2023-04-04$20.59/sh+44,082$907,648→ 278,439 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-03-31−71,330→ 364,528 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (71,330 underlying) - Sale
Class A common stock
2023-04-03$79.02/sh−17,193$1,358,672→ 234,357 total - Sale
Class A common stock
2023-04-04$79.13/sh−44,082$3,488,068→ 234,357 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-04-04−44,082→ 303,253 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (44,082 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2023-04-03−17,193→ 347,335 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (17,193 underlying) - Exercise/Conversion
Class A common stock
2023-03-31$20.59/sh+71,330$1,468,685→ 305,687 total
Holdings
- 20,000(indirect: See footnote)
Class A common stock
Footnotes (7)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
- [F2]Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive.
- [F6]The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
- [F7]The option is fully vested and exercisable as of the date hereof.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771195
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 4:59 PM ET
- Size
- 21.3 KB