4//SEC Filing
Zucker Scott 4
Accession 0001758730-23-000178
CIK 0001758730other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 4:08 PM ET
Size
9.6 KB
Accession
0001758730-23-000178
Insider Transaction Report
Form 4
Zucker Scott
Chief Risk Officer
Transactions
- Sale
Class A common stock
2023-12-01$96.05/sh−1,100$105,653→ 30,019 total - Sale
Class A common stock
2023-12-01$95.09/sh−1,648$156,715→ 31,119 total - Sale
Class A common stock
2023-12-01$96.83/sh−300$29,050→ 29,719 total
Footnotes (5)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023.
- [F2]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.68 to $95.62, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4 and 5 to this Form 4.
- [F3]This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.78 to $96.40, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.78 to $96.86, inclusive.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771197
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 4:08 PM ET
- Size
- 9.6 KB