Friedman Douglas 4
4 · Tradeweb Markets Inc. · Filed Feb 27, 2024
Insider Transaction Report
Form 4
Friedman Douglas
Chief Legal Officer
Transactions
- Sale
Class A common stock
2024-02-23$104.85/sh−26,232$2,750,307→ 36,158 total - Exercise/Conversion
Class A common stock
2024-02-23$20.59/sh+26,232$540,117→ 62,390 total - Exercise/Conversion
Stock Option (Right to Buy)
2024-02-23−26,232→ 0 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (26,232 underlying)
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2023.
- [F2]This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 3,483 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 6,749 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 7,547 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.36 to $105.46, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]The option is fully vested and exercisable as of the date hereof.