4/A//SEC Filing
Zucker Scott 4/A
Accession 0001758730-24-000105
CIK 0001758730other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 6:52 PM ET
Size
6.6 KB
Accession
0001758730-24-000105
Insider Transaction Report
Form 4/AAmended
Zucker Scott
Chief Risk Officer
Transactions
- Award
Class A common stock
2024-03-18+13→ 31,350 total
Footnotes (3)
- [F1]On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024.
- [F2]Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
- [F3]This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iv) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771197
Filing Metadata
- Form type
- 4/A
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 6:52 PM ET
- Size
- 6.6 KB