Daley Adam 4
4 · STEM, INC. · Filed Dec 2, 2021
Insider Transaction Report
Form 4
STEM, INC.STEM
Daley Adam
Director
Transactions
- Other
Common Stock, Par Value $0.0001 Per Share
2021-11-30+10,051→ 442,776 total(indirect: By Trust) - Sale
Common Stock, Par Value $0.0001 Per Share
2021-12-02$19.82/sh−100,000$1,981,790→ 242,776 total(indirect: By Trust) - Other
Common Stock, Par Value $0.0001 Per Share
2021-11-30+13,865→ 101,249 total - Sale
Common Stock, Par Value $0.0001 Per Share
2021-12-01$21.13/sh−100,000$2,113,480→ 342,776 total(indirect: By Trust)
Holdings
- 246,251(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (8)
- [F1]The shares of common stock reported herein give effect to a pro rata distribution of Issuer common stock from Star Peak Sponsor LLC (the "Sponsor") and its affiliates to members of the Sponsor, including the reporting person, for no additional consideration (the "Distribution").
- [F2]Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to the Distribution.
- [F3]Held by Daley Revocable Trust, of which the reporting person is a trustee.
- [F4]The shares of common stock reported herein give effect to the Distribution.
- [F5]Represents number of shares directly and beneficially owned by the reporting person after giving effect to the Distribution.
- [F6]Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.
- [F7]Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan.
- [F8]Held by the Daley Investment Trust, of which the reporting person is a trustee.