Earnings Feed
Start Free
STEM, INC.·4

Mar 15, 4:09 PM ET

Schaefer Robert 4

4 · STEM, INC. · Filed Mar 15, 2022

Insider Transaction Report

Form 4
Period: 2022-03-01
STEM, INC.STEM
Schaefer Robert
President, Transformational
Transactions
  • Award

    Restricted Stock Unit

    [F1][F2]
    2022-03-14+667,556→ 667,556 total
    → Common Stock, Par Value $0.0001 Per Share (667,556 underlying)
  • Award

    Restricted Stock Unit

    [F1][F3]
    2022-03-01+66,988→ 66,988 total
    → Common Stock, Par Value $0.0001 Per Share (66,988 underlying)
  • Award

    Stock Option (Right to Buy)

    [F4]
    2022-03-01+104,668→ 104,668 total
    Exercise: $9.33Exp: 2032-02-29→ Common Stock, Par Value $0.0001 Per Share (104,668 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock.
  • [F2]Vests 100% on March 13, 2025, subject to the reporting person's employment with the issuer on such date.
  • [F3]Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant.
  • [F4]Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant.
Signature
/s/ Saul R. Laureles, attorney-in-fact|2022-03-15

Documents

1 file
  • 4
    wf-form4_164737495464841.xmlPrimary

    FORM 4