Triplett Mark William 4
4 · STEM, INC. · Filed Mar 17, 2022
Insider Transaction Report
Form 4
STEM, INC.STEM
Triplett Mark William
Chief Operating Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2022-03-15$7.96/sh−174,000$1,385,040→ 558,393 totalExercise: $2.27Exp: 2029-01-30→ Common Stock, Par Value $0.0001 Per Share (174,000 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-03-15$2.27/sh+174,000$394,980→ 184,801 total - Tax Payment
Common Stock, Par Value $0.0001 Per Share
2022-03-15$7.96/sh−93,165$741,593→ 91,636 total
Footnotes (2)
- [F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.
- [F2]These options vested 25% on March 19, 2019, and the remaining options vested in equal monthly installments thereafter.