4//SEC Filing
Triplett Mark William 4
Accession 0001758766-22-000055
CIK 0001758766other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:33 PM ET
Size
306.2 KB
Accession
0001758766-22-000055
Insider Transaction Report
Form 4
STEM, INC.STEM
Triplett Mark William
Chief Operating Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2022-03-15$7.96/sh−174,000$1,385,040→ 558,393 totalExercise: $2.27Exp: 2029-01-30→ Common Stock, Par Value $0.0001 Per Share (174,000 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-03-15$2.27/sh+174,000$394,980→ 184,801 total - Tax Payment
Common Stock, Par Value $0.0001 Per Share
2022-03-15$7.96/sh−93,165$741,593→ 91,636 total
Footnotes (2)
- [F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.
- [F2]These options vested 25% on March 19, 2019, and the remaining options vested in equal monthly installments thereafter.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001332718
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 9:33 PM ET
- Size
- 306.2 KB