Triplett Mark William 4
4 · STEM, INC. · Filed Apr 14, 2022
Insider Transaction Report
Form 4
STEM, INC.STEM
Triplett Mark William
Chief Operating Officer
Transactions
- Tax Payment
Common Stock, Par Value $0.0001 Per Share
2022-04-12$9.92/sh−33,545$332,766→ 97,934 total - Tax Payment
Common Stock, Par Value $0.0001 Per Share
2022-04-12$9.92/sh−144,032$1,428,797→ 189,730 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-04-12$6.81/sh+39,843$271,331→ 131,479 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-04-12$2.27/sh+235,663$534,955→ 333,762 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-04-12−39,843→ 0 totalExercise: $6.81From: 2020-12-03Exp: 2030-12-03→ Common Stock, Par Value $0.0001 Per Share (39,843 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-04-12$6.81/sh+1,048$7,137→ 98,982 total - Tax Payment
Common Stock, Par Value $0.0001 Per Share
2022-04-12$9.81/sh−40,408$396,402→ 323,946 total - Tax Payment
Common Stock, Par Value $0.0001 Per Share
2022-04-12$9.92/sh−883$8,759→ 98,099 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-04-12$2.27/sh+174,624$396,396→ 364,354 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-04-12−174,624→ 0 totalExercise: $2.27From: 2022-03-19Exp: 2029-01-30→ Common Stock, Par Value $0.0001 Per Share (174,624 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-04-12−1,048→ 3,147 totalExercise: $6.81Exp: 2030-12-03→ Common Stock, Par Value $0.0001 Per Share (1,048 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-04-12−235,663→ 174,624 totalExercise: $2.27From: 2022-03-19Exp: 2029-01-30→ Common Stock, Par Value $0.0001 Per Share (235,663 underlying)
Footnotes (2)
- [F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.
- [F2]25% of the shares underlying the option vest on the first anniversary date, and the remaining shares underlying the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.