4//SEC Filing
Tammineedi Anil 4
Accession 0001758766-22-000158
CIK 0001758766other
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:35 PM ET
Size
231.6 KB
Accession
0001758766-22-000158
Insider Transaction Report
Form 4
STEM, INC.STEM
Tammineedi Anil
Director
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2022-09-07$15.52/sh−100,000$1,552,010→ 4,489,849 total(indirect: Held by Angeleno Investors III, L.P.) - Sale
Common Stock, Par Value $0.0001 Per Share
2022-09-08$15.84/sh−100,000$1,583,700→ 4,389,849 total(indirect: Held by Angeleno Investors III, L.P.) - Sale
Common Stock, Par Value $0.0001 Per Share
2022-09-09$16.38/sh−100,000$1,637,820→ 4,289,849 total(indirect: Held by Angeleno Investors III, L.P.)
Holdings
- 5,524
Common Stock, Par Value $0.0001 Per Share
Footnotes (6)
- [F1]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.37 to $15.645. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]4,489,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
- [F3]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.50 to $16.24. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]4,389,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
- [F5]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.30 to $16.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]4,289,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001861916
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 5:35 PM ET
- Size
- 231.6 KB