Johnson larsh 4/A

4/A · STEM, INC. · Filed Nov 17, 2022

Form 4/AAmended

Period: 2022-11-14

Chief Technical Officer

Transactions

Sale
Common Stock, Par Value $0.0001 Per Share
2022-11-15$14.42/sh−12,500$180,229→ 107,456 total(indirect: By Trust)
Sale
Common Stock, Par Value $0.0001 Per Share
2022-11-14$13.46/sh−12,500$168,250→ 119,956 total(indirect: By Trust)

Holdings

Footnotes (5)

[F1]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee.
[F3]Shares held by trust for which the Reporting Person is a trustee.
[F4]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.07 to $14.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]Due to an error, the Reporting Person's direct holdings were previously reported as indirect holdings, and overstated by 288 shares.

Documents

3 files