4/A//SEC Filing
Johnson larsh 4/A
Accession 0001758766-22-000189
CIK 0001758766other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 5:21 PM ET
Size
228.6 KB
Accession
0001758766-22-000189
Insider Transaction Report
Form 4/AAmended
STEM, INC.STEM
Johnson larsh
Chief Technical Officer
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2022-11-15$14.42/sh−12,500$180,229→ 107,456 total(indirect: By Trust) - Sale
Common Stock, Par Value $0.0001 Per Share
2022-11-14$13.46/sh−12,500$168,250→ 119,956 total(indirect: By Trust)
Holdings
- 41,410
Common Stock, Par Value $0.0001 Per Share
Footnotes (5)
- [F1]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Also reflects shares previously disclosed as directly owned by the Reporting Person. In September, 2022, the Reporting person transferred 132,456 shares of common stock to the Trust, of which the Reporting Person is a trustee.
- [F3]Shares held by trust for which the Reporting Person is a trustee.
- [F4]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.07 to $14.81. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]Due to an error, the Reporting Person's direct holdings were previously reported as indirect holdings, and overstated by 288 shares.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001864717
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 5:21 PM ET
- Size
- 228.6 KB