Schaefer Robert 4
4 · STEM, INC. · Filed Mar 3, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-03-01+16,747→ 744,578 total - Exercise/Conversion
Restricted Stock Unit
2023-03-01−16,747→ 116,030 total→ Common Stock, Par Value $0.0001 Per Share (16,747 underlying)
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (5)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F4]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
- [F5]On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.