4//SEC Filing
Schaefer Robert 4
Accession 0001758766-23-000027
CIK 0001758766other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:10 PM ET
Size
230.3 KB
Accession
0001758766-23-000027
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-03-01+16,747→ 744,578 total - Exercise/Conversion
Restricted Stock Unit
2023-03-01−16,747→ 116,030 total→ Common Stock, Par Value $0.0001 Per Share (16,747 underlying)
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (5)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F4]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
- [F5]On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001916675
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:10 PM ET
- Size
- 230.3 KB