Schaefer Robert 4
4 · STEM, INC. · Filed Mar 13, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, Transformational
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
[F1]2023-03-09$8.58/sh−5,383$46,187→ 739,195 total
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
[F2] - 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
[F3] - 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
[F4]
Footnotes (4)
- [F1]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs.
- [F2]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F4]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
Signature
/s/ Kathy Medford, Attorney-in-Fact|2023-03-13