STEM, INC.·4

Mar 13, 4:45 PM ET

Schaefer Robert 4

4 · STEM, INC. · Filed Mar 13, 2023

Insider Transaction Report

Form 4
Period: 2023-03-09
Schaefer Robert
President, AlsoEnergy
Transactions
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2023-03-09$8.58/sh5,383$46,187739,195 total
Holdings
  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    268,943
  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    268,943
  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    537,886
Footnotes (4)
  • [F1]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs.
  • [F2]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
  • [F3]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
  • [F4]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.

Documents

3 files
  • 4
    wf-form4_167874033477929.xmlPrimary

    FORM 4

  • EX-24

    ROBERT SCHAEFER POA APRIL 2022 EXHIBIT

  • GRAPHIC
    executed-section16poaxro001.jpg

    ROBERT SCHAEFER POA APRIL 2022 GRAPHIC