4//SEC Filing
Schaefer Robert 4
Accession 0001758766-23-000039
CIK 0001758766other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 4:45 PM ET
Size
228.1 KB
Accession
0001758766-23-000039
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2023-03-09$8.58/sh−5,383$46,187→ 739,195 total
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (4)
- [F1]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs.
- [F2]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F4]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001916675
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 4:45 PM ET
- Size
- 228.1 KB