Schaefer Robert 4
4 · STEM, INC. · Filed Mar 17, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, Transformational
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2023-03-15$6.85/sh−11,364$77,843→ 727,831 total
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
[F1] - 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
[F2] - 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
[F3]
Footnotes (3)
- [F1]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F2]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
Signature
/s/ Kathy Medford, Attorney-in-Fact|2023-03-17