Russo Alan 4
4 · STEM, INC. · Filed May 3, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Russo Alan
Chief Revenue Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-04-28+4,255→ 154,574 total - Sale
Common Stock, Par Value $0.0001 Per Share
2023-05-01$4.12/sh−1,553$6,398→ 153,021 total - Exercise/Conversion
Restricted Stock Unit
2023-04-28−4,255→ 223,750 total→ Common Stock, Par Value $0.0001 Per Share (4,255 underlying)
Footnotes (3)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") granted on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs.
- [F3]On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in four equal annual installments beginning on April 28, 2022.