Johnson larsh 4
4 · STEM, INC. · Filed May 3, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Johnson larsh
Chief Technical Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-04-28+3,453→ 54,733 total - Sale
Common Stock, Par Value $0.0001 Per Share
2023-05-01$4.12/sh−1,260$5,191→ 53,473 total - Exercise/Conversion
Restricted Stock Unit
2023-04-28−3,453→ 206,357 total→ Common Stock, Par Value $0.0001 Per Share (3,453 underlying)
Holdings
- 107,456(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (4)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") granted on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs.
- [F3]Shares held by trust for which the reporting person is a trustee.
- [F4]On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.