4//SEC Filing
Patel Prakesh 4
Accession 0001758766-23-000071
CIK 0001758766other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 9:33 AM ET
Size
228.9 KB
Accession
0001758766-23-000071
Insider Transaction Report
Form 4
STEM, INC.STEM
Patel Prakesh
Chief Strategy Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-04-28+3,453→ 68,727 total - Sale
Common Stock, Par Value $0.0001 Per Share
2023-05-01$4.12/sh−1,260$5,191→ 67,467 total - Exercise/Conversion
Restricted Stock Unit
2023-04-28−3,453→ 222,147 total→ Common Stock, Par Value $0.0001 Per Share (3,453 underlying)
Footnotes (3)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") granted on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs.
- [F3]On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001863629
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 9:33 AM ET
- Size
- 228.9 KB