Tammineedi Anil 4
4 · STEM, INC. · Filed Jun 20, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Tammineedi Anil
Director
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-06-15+20,498→ 26,022 total - Exercise/Conversion
Restricted Stock Unit
2023-06-15−20,498→ 23,489 total→ Common Stock, Par Value $0.0001 Per Share (20,498 underlying)
Holdings
- 4,289,849(indirect: Held by Angeleno Investors III, L.P.)
Common Stock, Par Value $0.0001 Per Share
Footnotes (3)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]The reporting person is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
- [F3]On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023.