4//SEC Filing
BUZBY DAVID S 4
Accession 0001758766-23-000100
CIK 0001758766other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:16 PM ET
Size
227.9 KB
Accession
0001758766-23-000100
Insider Transaction Report
Form 4
STEM, INC.STEM
BUZBY DAVID S
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2023-06-15−20,498→ 23,489 total→ Common Stock, Par Value $0.0001 Per Share (20,498 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-06-15+20,498→ 20,498 total
Holdings
- 558,711(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (3)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.
- [F3]On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001244203
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:16 PM ET
- Size
- 227.9 KB