4//SEC Filing
Schaefer Robert 4
Accession 0001758766-24-000014
CIK 0001758766other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:49 PM ET
Size
235.6 KB
Accession
0001758766-24-000014
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-02-15+21,710→ 749,541 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-02-16$3.17/sh−7,866$24,935→ 741,675 total - Exercise/Conversion
Restricted Stock Unit
2024-02-15−21,710→ 94,320 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (21,710 underlying)
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (5)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F4]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
- [F5]On February 15, 2023, the reporting person was granted 65,789 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001916675
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:49 PM ET
- Size
- 235.6 KB