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STEM, INC.·4

Feb 20, 4:50 PM ET

Homenock Kim 4

4 · STEM, INC. · Filed Feb 20, 2024

Insider Transaction Report

Form 4
Period: 2024-02-15
STEM, INC.STEM
Homenock Kim
Chief People Officer
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-02-15+22,578→ 92,309 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-02-15−22,578→ 95,910 total
    Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (22,578 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-02-15+51,456→ 51,456 total
    Exercise: $3.37Exp: 2034-02-15→ Common Stock, Par Value $0.0001 Per Share (51,456 underlying)
Footnotes (2)
  • [F1]On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
  • [F2]The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.

Documents

3 files