4//SEC Filing
Johnson larsh 4
Accession 0001758766-24-000017
CIK 0001758766other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:53 PM ET
Size
232.5 KB
Accession
0001758766-24-000017
Insider Transaction Report
Form 4
STEM, INC.STEM
Johnson larsh
Chief Technical Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-02-15+27,789→ 81,262 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-02-16$3.17/sh−12,117$38,411→ 69,145 total - Exercise/Conversion
Restricted Stock Unit
2024-02-15−27,789→ 178,568 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (27,789 underlying)
Holdings
- 107,456(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]Shares held by trust for which the reporting person is a trustee.
- [F3]On February 15, 2023, the reporting person was granted 84,210 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001864717
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:53 PM ET
- Size
- 232.5 KB