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STEM, INC.·4

Feb 20, 4:53 PM ET

Johnson larsh 4

4 · STEM, INC. · Filed Feb 20, 2024

Insider Transaction Report

Form 4
Period: 2024-02-15
STEM, INC.STEM
Johnson larsh
Chief Technical Officer
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-02-15+27,789→ 81,262 total
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-02-16$3.17/sh−12,117$38,411→ 69,145 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-02-15−27,789→ 178,568 total
    Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (27,789 underlying)
Holdings

  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    107,456
Footnotes (3)
  • [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F2]Shares held by trust for which the reporting person is a trustee.
  • [F3]On February 15, 2023, the reporting person was granted 84,210 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.

Documents

3 files