4//SEC Filing
Russo Alan 4
Accession 0001758766-24-000018
CIK 0001758766other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:55 PM ET
Size
233.9 KB
Accession
0001758766-24-000018
Insider Transaction Report
Form 4
STEM, INC.STEM
Russo Alan
Chief Revenue Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-02-15+33,000→ 172,594 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-02-16$3.17/sh−14,390$45,616→ 158,204 total - Exercise/Conversion
Restricted Stock Unit
2024-02-15−33,000→ 190,750 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (33,000 underlying) - Award
Stock Option (Right to Buy)
2024-02-15+64,320→ 64,320 totalExercise: $3.37Exp: 2034-02-15→ Common Stock, Par Value $0.0001 Per Share (64,320 underlying)
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On February 15, 2023, the reporting person was granted 100,000 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
- [F3]The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001864029
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:55 PM ET
- Size
- 233.9 KB