|4Mar 5, 4:21 PM ET

BUSH WILLIAM JOHN 4

4 · STEM, INC. · Filed Mar 5, 2024

Insider Transaction Report

Form 4
Period: 2024-03-01
BUSH WILLIAM JOHN
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-03-01+23,446300,260 total
  • Award

    Common Stock, Par Value $0.0001 Per Share

    2024-03-01+101,096401,356 total
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-03-04$2.48/sh10,016$24,840391,340 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-03-0123,446517,326 total
    Exercise: $0.00Common Stock, Par Value $0.0001 Per Share (23,446 underlying)
Footnotes (3)
  • [F1]Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.
  • [F2]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F3]On March 1, 2022, the reporting person was granted 93,783 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Documents

3 files