4//SEC Filing
BUSH WILLIAM JOHN 4
Accession 0001758766-24-000034
CIK 0001758766other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:21 PM ET
Size
233.3 KB
Accession
0001758766-24-000034
Insider Transaction Report
Form 4
STEM, INC.STEM
BUSH WILLIAM JOHN
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-03-01+23,446→ 300,260 total - Award
Common Stock, Par Value $0.0001 Per Share
2024-03-01+101,096→ 401,356 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-03-04$2.48/sh−10,016$24,840→ 391,340 total - Exercise/Conversion
Restricted Stock Unit
2024-03-01−23,446→ 517,326 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (23,446 underlying)
Footnotes (3)
- [F1]Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.
- [F2]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F3]On March 1, 2022, the reporting person was granted 93,783 RSUs vesting in four equal annual installments beginning on March 1, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001241516
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:21 PM ET
- Size
- 233.3 KB