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STEM, INC.·4

Mar 5, 4:22 PM ET

Johnson larsh 4

4 · STEM, INC. · Filed Mar 5, 2024

Insider Transaction Report

Form 4
Period: 2024-03-01
STEM, INC.STEM
Johnson larsh
Chief Technical Officer
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-03-01+16,747→ 85,892 total
  • Award

    Common Stock, Par Value $0.0001 Per Share

    2024-03-01+77,308→ 163,200 total
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-03-04$2.48/sh−7,153$17,739→ 156,047 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-03-01−16,747→ 161,821 total
    Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (16,747 underlying)
Holdings

  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    107,456
Footnotes (4)
  • [F1]Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.
  • [F2]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F3]Shares held by trust for which the reporting person is a trustee.
  • [F4]On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Documents

3 files