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STEM, INC.·4

Mar 5, 4:23 PM ET

Russo Alan 4

4 · STEM, INC. · Filed Mar 5, 2024

Insider Transaction Report

Form 4
Period: 2024-03-01
STEM, INC.STEM
Russo Alan
Chief Revenue Officer
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-03-01+16,747→ 174,951 total
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-03-04$2.48/sh−7,153$17,739→ 167,798 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-03-01−16,747→ 174,003 total
    Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (16,747 underlying)
Footnotes (2)
  • [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F2]On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Documents

3 files