4//SEC Filing
Schaefer Robert 4
Accession 0001758766-24-000039
CIK 0001758766other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:23 PM ET
Size
237.2 KB
Accession
0001758766-24-000039
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-03-01+16,747→ 758,422 total - Award
Common Stock, Par Value $0.0001 Per Share
2024-03-01+101,096→ 859,518 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-03-04$2.48/sh−5,945$14,744→ 853,573 total - Exercise/Conversion
Restricted Stock Unit
2024-03-01−16,747→ 77,573 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (16,747 underlying)
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (6)
- [F1]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F2]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
- [F4]Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.
- [F5]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F6]On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001916675
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:23 PM ET
- Size
- 237.2 KB