4//SEC Filing
Schaefer Robert 4
Accession 0001758766-24-000051
CIK 0001758766other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:16 PM ET
Size
231.9 KB
Accession
0001758766-24-000051
Insider Transaction Report
Form 4
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2024-03-08$2.19/sh−37,463$82,044→ 816,110 total
Holdings
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 268,943(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 537,886(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
- [F3]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001916675
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:16 PM ET
- Size
- 231.9 KB