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STEM, INC.·4

Mar 12, 4:16 PM ET

Schaefer Robert 4

4 · STEM, INC. · Filed Mar 12, 2024

Insider Transaction Report

Form 4
Period: 2024-03-08
STEM, INC.STEM
Schaefer Robert
President, AlsoEnergy
Transactions
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-03-08$2.19/sh−37,463$82,044→ 816,110 total
Holdings

  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    268,943

  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    268,943

  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    537,886
Footnotes (3)
  • [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F2]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
  • [F3]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.

Documents

3 files