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4//SEC Filing

Homenock Kim 4

Accession 0001758766-24-000056

CIK 0001758766other

View on SEC.gov Company Profile

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 5:16 PM ET

Size

8.4 KB

Accession

0001758766-24-000056

Insider Transaction Report

Form 4

Period: 2024-03-14

Chief People Officer

Transactions

Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-03-14+16,689→ 137,989 total
Purchase
Common Stock, Par Value $0.0001 Per Share
2024-03-15$1.84/sh+24,000$44,160→ 161,989 total
Exercise/Conversion
Restricted Stock Unit
2024-03-14−16,689→ 79,221 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (16,689 underlying)

Footnotes (1)

[F1]On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023.

Documents

1 file

4
wk-form4_1710796551.xmlPrimary
FORM 4

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1

filerCIK 0001941731

Filing Metadata

Form type: 4
Filed: Mar 17, 8:00 PM ET
Accepted: Mar 18, 5:16 PM ET
Size: 8.4 KB

View on SEC.gov