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STEM, INC.·4

Mar 20, 6:08 PM ET

Schaefer Robert 4

4 · STEM, INC. · Filed Mar 20, 2024

Insider Transaction Report

Form 4
Period: 2024-03-19
STEM, INC.STEM
Schaefer Robert
President, Transformational
Transactions
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-03-19$1.82/sh−100,000$182,000→ 716,110 total
Holdings

  • Common Stock, Par Value $0.0001 Per Share

    [F1]
    (indirect: By Trust)
    268,943

  • Common Stock, Par Value $0.0001 Per Share

    [F2]
    (indirect: By Trust)
    268,943

  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    537,886
Footnotes (2)
  • [F1]Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
  • [F2]Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
Signature
/s/ Chen Zhang, attorney-in-fact|2024-03-20

Documents

1 file
  • 4
    wk-form4_1710972481.xmlPrimary

    FORM 4