4//SEC Filing
Russo Alan 4
Accession 0001758766-24-000080
CIK 0001758766other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:21 PM ET
Size
12.3 KB
Accession
0001758766-24-000080
Insider Transaction Report
Form 4
STEM, INC.STEM
Russo Alan
Chief Revenue Officer
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2024-04-30$1.87/sh−24,142$45,146→ 212,910 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−65,000→ 109,003 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (65,000 underlying) - Exercise/Conversion
Restricted Stock Unit
2024-04-28−4,254→ 104,749 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (4,254 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+65,000→ 232,798 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+4,254→ 237,052 total
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
- [F3]On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in four equal annual installments beginning on April 28, 2022.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001864029
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 5:21 PM ET
- Size
- 12.3 KB