Russo Alan 4
4 · STEM, INC. · Filed Apr 30, 2024
Insider Transaction Report
Form 4
STEM, INC.STEM
Russo Alan
Chief Revenue Officer
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2024-04-30$1.87/sh−24,142$45,146→ 212,910 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−65,000→ 109,003 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (65,000 underlying) - Exercise/Conversion
Restricted Stock Unit
2024-04-28−4,254→ 104,749 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (4,254 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+65,000→ 232,798 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+4,254→ 237,052 total
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
- [F3]On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in four equal annual installments beginning on April 28, 2022.