4//SEC Filing
Laureles Saul R. 4
Accession 0001758766-24-000081
CIK 0001758766other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:21 PM ET
Size
8.7 KB
Accession
0001758766-24-000081
Insider Transaction Report
Form 4
STEM, INC.STEM
Laureles Saul R.
CHIEF LEGAL OFFICER
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+3,453→ 151,812 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-04-30$1.87/sh−822$1,537→ 150,990 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−3,453→ 110,154 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (3,453 underlying)
Footnotes (2)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001672864
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 5:21 PM ET
- Size
- 8.7 KB