BUSH WILLIAM JOHN 4
4 · STEM, INC. · Filed Apr 30, 2024
Insider Transaction Report
Form 4
STEM, INC.STEM
BUSH WILLIAM JOHN
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+65,000→ 410,306 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−65,000→ 452,326 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (65,000 underlying) - Sale
Common Stock, Par Value $0.0001 Per Share
2024-04-30$1.87/sh−24,035$44,945→ 390,217 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−3,946→ 448,380 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (3,946 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+3,946→ 414,252 total
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
- [F3]On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in four equal annual installments beginning on April 28, 2022.