STEM, INC.·4

Apr 30, 5:22 PM ET

Patel Prakesh 4

4 · STEM, INC. · Filed Apr 30, 2024

Insider Transaction Report

Form 4
Period: 2024-04-28
Patel Prakesh
Chief Strategy Officer
Transactions
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-04-30$1.87/sh23,863$44,624181,668 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-04-283,453168,947 total
    Exercise: $0.00Common Stock, Par Value $0.0001 Per Share (3,453 underlying)
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-04-28+65,000202,078 total
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-04-28+3,453205,531 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-04-2865,000103,947 total
    Exercise: $0.00Common Stock, Par Value $0.0001 Per Share (65,000 underlying)
Footnotes (3)
  • [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F2]On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.
  • [F3]On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

Documents

1 file
  • 4
    wk-form4_1714512126.xmlPrimary

    FORM 4