4//SEC Filing
Patel Prakesh 4
Accession 0001758766-24-000084
CIK 0001758766other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:22 PM ET
Size
12.3 KB
Accession
0001758766-24-000084
Insider Transaction Report
Form 4
STEM, INC.STEM
Patel Prakesh
Chief Strategy Officer
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2024-04-30$1.87/sh−23,863$44,624→ 181,668 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−3,453→ 168,947 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (3,453 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+65,000→ 202,078 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+3,453→ 205,531 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−65,000→ 103,947 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (65,000 underlying)
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.
- [F3]On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001863629
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 5:22 PM ET
- Size
- 12.3 KB