4/A//SEC Filing
BUZBY DAVID S 4/A
Accession 0001758766-24-000130
CIK 0001758766other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 4:13 PM ET
Size
10.3 KB
Accession
0001758766-24-000130
Insider Transaction Report
Form 4/AAmended
STEM, INC.STEM
BUZBY DAVID S
Director
Transactions
- Gift
Common Stock, Par Value $0.0001 Per Share
2023-06-20+20,498→ 641,209 total(indirect: By Trust) - Purchase
Common Stock, Par Value $0.0001 Per Share
2024-03-15$1.84/sh+62,500$115,000→ 62,500 total - Purchase
Common Stock, Par Value $0.0001 Per Share
2024-03-18$1.81/sh+33,800$61,178→ 96,300 total - Gift
Common Stock, Par Value $0.0001 Per Share
2023-06-20−20,498→ 0 total
Footnotes (4)
- [F1]On June 20, 2023, the reporting person transferred 20,498 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration.
- [F2]Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.
- [F3]The Form 4 filed on March 18, 2024 incorrectly reported that, following the reporting person's purchase of 62,500 shares of common stock on March 15, 2024, he owned 734,648 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 62,500 shares after such transaction.
- [F4]The Form 4 filed on March 20, 2024 incorrectly reported that, following the reporting person's purchase of 33,800 shares of common stock on March 18, 2024, he directly owned 768,448 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 96,300 shares after such transaction.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001244203
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 4:13 PM ET
- Size
- 10.3 KB