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4//SEC Filing

Hole Spencer Doran 4

Accession 0001758766-24-000164

CIK 0001758766other

View on SEC.gov Company Profile

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 4:36 PM ET

Size

235.2 KB

Accession

0001758766-24-000164

Insider Transaction Report

Form 4

Period: 2024-09-03

Hole Spencer Doran

Chief Financial Officer & EVP

Transactions

Award
Restricted Stock Unit
2024-09-03+833,333→ 1,277,777 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (833,333 underlying)
Award
Restricted Stock Unit
2024-09-03+444,444→ 444,444 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (444,444 underlying)
Award
Stock Option (Right to Buy)
2024-09-03+277,778→ 277,778 total
Exercise: $0.58→ Common Stock, Par Value $0.0001 Per Share (277,778 underlying)

Footnotes (3)

[F1]The RSU award vests 100% on November 7, 2025.
[F2]The RSU award vests in three annual installments (33% / 33% / 34%).
[F3]The option award vests in three annual installments (33% / 33% / 34%).

Documents

3 files

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1

filerCIK 0001783379

Filing Metadata

Form type: 4
Filed: Sep 2, 8:00 PM ET
Accepted: Sep 3, 4:36 PM ET
Size: 235.2 KB

View on SEC.gov