STEM, INC.·4

Aug 19, 5:41 PM ET

Musfeldt Brian 4

4 · STEM, INC. · Filed Aug 19, 2025

Insider Transaction Report

Form 4
Period: 2025-07-17
Musfeldt Brian
Chief Financial Officer
Transactions
  • Award

    Restricted Stock Unit

    2025-07-17+11,00011,000 total
    Common Stock, Par Value $0.0001 Per Share (11,000 underlying)
  • Award

    Stock Option

    2025-07-17+5,5005,500 total
    Exercise: $9.27Exp: 2035-07-17Common Stock, Par Value $0.0001 Per Share (5,500 underlying)
  • Award

    Performance Stock Unit

    2025-07-17+5,5005,500 total
    Common Stock, Par Value $0.0001 Per Share (5,500 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]On July 17, 2025, the Reporting Person was granted 11,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.
  • [F3]On July 17, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
  • [F4]On July 17, 2025, the Reporting Person was granted 5,500 stock options vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

Documents

1 file
  • 4
    wk-form4_1755639685.xmlPrimary

    FORM 4