4/A//SEC Filing
Musfeldt Brian 4/A
Accession 0001758766-25-000057
CIK 0001758766other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 8:53 PM ET
Size
11.1 KB
Accession
0001758766-25-000057
Insider Transaction Report
Form 4/AAmended
STEM, INC.STEM
Musfeldt Brian
Chief Financial Officer
Transactions
- Award
Stock Option
2025-07-17+1,250→ 1,250 totalExercise: $9.27Exp: 2035-07-17→ Common Stock, Par Value $0.0001 Per Share (1,250 underlying) - Award
Performance Stock Unit
2025-07-17+6,750→ 6,750 total→ Common Stock, Par Value $0.0001 Per Share (6,750 underlying) - Award
Restricted Stock Unit
2025-07-17+2,500→ 2,500 total→ Common Stock, Par Value $0.0001 Per Share (2,500 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]On July 17, 2025, the Reporting Person was granted 2,500 RSUs vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.
- [F3]3. This grant was inadvertently omitted from the original Form 4.
- [F4]On July 17, 2025, the Reporting Person was granted 6,750 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
- [F5]This amendment corrects an error in the original Form 4, which reported a grant of 5,500 PSUs instead of 6,750 PSUs.
- [F6]On July 17, 2025, the Reporting Person was granted 1,250 stock options vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0002081813
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 8:53 PM ET
- Size
- 11.1 KB