Musfeldt Brian 4/A

4/A · STEM, INC. · Filed Oct 2, 2025

Form 4/AAmended

Period: 2025-07-17

Chief Financial Officer

Transactions

Award
Stock Option
2025-07-17+1,250→ 1,250 total
Exercise: $9.27Exp: 2035-07-17→ Common Stock, Par Value $0.0001 Per Share (1,250 underlying)
Award
Performance Stock Unit
2025-07-17+6,750→ 6,750 total
→ Common Stock, Par Value $0.0001 Per Share (6,750 underlying)
Award
Restricted Stock Unit
2025-07-17+2,500→ 2,500 total
→ Common Stock, Par Value $0.0001 Per Share (2,500 underlying)

Footnotes (6)

[F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
[F2]On July 17, 2025, the Reporting Person was granted 2,500 RSUs vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.
[F3]3. This grant was inadvertently omitted from the original Form 4.
[F4]On July 17, 2025, the Reporting Person was granted 6,750 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
[F5]This amendment corrects an error in the original Form 4, which reported a grant of 5,500 PSUs instead of 6,750 PSUs.
[F6]On July 17, 2025, the Reporting Person was granted 1,250 stock options vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Documents

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