STEM, INC.|4Jan 7, 4:50 PM ET

Cabot Jeffrey T 4

4 · STEM, INC. · Filed Jan 7, 2026

Form 4

Period: 2026-01-05

Chief Accounting Officer

Transactions

Award
Restricted Stock Unit
2026-01-05+7,000→ 7,000 total
→ Common Stock, Par Value $0.0001 Per Share (7,000 underlying)
Award
Performance Stock Unit
2026-01-05+3,500→ 3,500 total
→ Common Stock, Par Value $0.0001 Per Share (3,500 underlying)
Award
Stock Option
2026-01-05+3,500→ 3,500 total
Exercise: $18.30Exp: 2036-01-05→ Common Stock, Par Value $0.0001 Per Share (3,500 underlying)

Footnotes (4)

[F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
[F2]On January 5, 2026, the Reporting Person was granted 7,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027.
[F3]On January 5, 2026, the Reporting Person was granted 3,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
[F4]On January 5, 2026, the Reporting Person was granted 3,500 stock options vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027.

Documents

1 file