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4//SEC Filing

GEAREN PETER F 4

Accession 0001760173-19-000026

CIK 0001760173other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 3:05 PM ET

Size

8.5 KB

Accession

0001760173-19-000026

Insider Transaction Report

Form 4
Period: 2019-03-08
Transactions
  • Award

    Option to purchase common stock $.001 par value

    2019-03-08$4.30/sh+25,000$107,50025,000 total
    Exercise: $4.30From: 2019-03-08Exp: 2020-04-20Common Stock (25,000 underlying)
  • Award

    Common Stock

    2019-03-08+140,884140,884 total
Footnotes (2)
  • [F1]On March 8, 2019, pursuant to the Master Transaction Agreement, by and among the Issuer, RTI Surgical, Inc., a Delaware corporation ("Old RTI") PS Spine Holdco, LLC, a Delaware limited liability company (the "Member"), and Bears Merger Sub, Inc., a Delaware corporation (the "Merger Sub"): (a) the Merger Sub merged with and into Old RTI, with Old RTI surviving as a wholly-owned subsidiary of the Issuer (the "Merger"); (b) the Member contributed all of the issued and outstanding membership interests of Paradigm Spine, LLC, a Delaware limited liability company and wholly owned subsidiary of the Member, to the Issuer; and (c) the Issuer was renamed "RTI Surgical Holdings, Inc."
  • [F2]Pursuant to the Master Transaction Agreement, at the effective time of the Merger: (a) each issued and outstanding share of common stock of Old RTI converted automatically into one share of the Issuer's common stock; (b) each issued and outstanding share of Series A Convertible Preferred Stock of Old RTI converted automatically into one share of the Issuer's Series A Convertible Preferred Stock; and (c) each stock option and restricted stock award granted by Old RTI converted into a stock option or restricted stock award, as applicable, of the Issuer with respect to an equivalent number of shares of the Issuer's common stock on the same terms and conditions as were applicable prior to the Closing. This report reflects the beneficial ownership of the reporting person at the time of the consummation of the Merger and does not include the securities of the Issuer acquired by the reporting person upon the consummation of the Merger.

Issuer

RTI Surgical Holdings, Inc.

CIK 0001760173

Entity typeother

Related Parties

1
  • filerCIK 0001245908

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 3:05 PM ET
Size
8.5 KB