4/A//SEC Filing
Harding Heather 4/A
Accession 0001761353-22-000004
CIK 0001096056other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:47 PM ET
Size
20.9 KB
Accession
0001761353-22-000004
Insider Transaction Report
Form 4/AAmended
Harding Heather
Chief Financial Officer
Transactions
- Exercise/Conversion
Ordinary Shares
2022-03-13+2,476→ 50,181 total - Tax Payment
Ordinary Shares
2022-03-14$19.51/sh−583$11,374→ 50,532 total - Tax Payment
Ordinary Shares
2022-03-13$19.51/sh−1,146$22,358→ 49,035 total - Exercise/Conversion
Restricted Stock Units
2022-03-13−2,476→ 4,660 total→ Ordinary Shares (2,476 underlying) - Exercise/Conversion
Restricted Stock Units
2022-03-14−1,260→ 1,260 total→ Ordinary Shares (1,260 underlying) - Exercise/Conversion
Ordinary Shares
2022-03-14+1,527→ 50,562 total - Tax Payment
Ordinary Shares
2022-03-14$19.51/sh−707$13,794→ 49,855 total - Exercise/Conversion
Ordinary Shares
2022-03-14+1,260→ 51,115 total - Exercise/Conversion
Restricted Stock Units
2022-03-14−1,527→ 1,400 total→ Ordinary Shares (1,527 underlying)
Footnotes (7)
- [F1]Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
- [F2]The original Form 4, filed on March 15, 2022, stated that 1,231 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 1,146 Ordinary Shares were withheld.
- [F3]The original Form 4, filed on March 15, 2022, stated that 760 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 707 Ordinary Shares were withheld.
- [F4]The original Form 4, filed on March 15, 2022, stated that 627 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 583 Ordinary Shares were withheld.
- [F5]The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
- [F6]The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
- [F7]Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse.
Documents
Issuer
LUXFER HOLDINGS PLC
CIK 0001096056
Entity typeother
Related Parties
1- filerCIK 0001761353
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 4:47 PM ET
- Size
- 20.9 KB