Montgomery William W 4
4 · APPLIED DNA SCIENCES INC · Filed Jun 26, 2020
Insider Transaction Report
Form 4
Montgomery William W
10% Owner
Transactions
- Purchase
Applied DNA Sciences Inc. Common Stock
2020-06-26$8.65/sh−80,000$692,000→ 135,000 total - Purchase
Applied DNA Sciences Inc. Common Stock
2020-06-26$5.25/sh+110,000$577,500→ 245,000 total - Purchase
Applied DNA Sciences Inc. 5 year warrant
2020-06-26$2.50/sh−110,000$275,000→ 0 totalExercise: $5.25From: 2019-11-15Exp: 2024-11-15→ Applied DNA Sciences Inc. Common Stock (110,000 underlying)
Footnotes (3)
- [F1]cash exercise of warrants (see Table II)
- [F2]Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN) - plus 110,000 shares from my warrants - my common stock ownership is 4.86% As I am no longer a 5% owner this is my final SEC filing.
- [F3]cash exercise of warrants