Steamboat Capital Partners GP, LLC 4

Accession 0001766020-20-000002

CIK 0001527541other

View on SEC.gov Company Profile

Filed

May 6, 8:00 PM ET

Accepted

May 7, 1:22 PM ET

Size

17.6 KB

Accession

0001766020-20-000002

Insider Transaction Report

Form 4

Period: 2020-05-05

Wheeler Real Estate Investment Trust, Inc.WHLRD

Steamboat Capital Partners GP, LLC

10% Owner

Transactions

Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+681$767→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+35,885$40,421→ 0 total(indirect: See Footnotes)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+21,892$21,791→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+713$710→ 0 total(indirect: See footnore)

Steamboat Capital Partners, LLC

10% Owner

Transactions

Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+35,885$40,421→ 0 total(indirect: See Footnotes)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+21,892$21,791→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+681$767→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+713$710→ 0 total(indirect: See footnore)

Kiai Parsa

10% Owner

Transactions

Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+35,885$40,421→ 0 total(indirect: See Footnotes)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+21,892$21,791→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+681$767→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+713$710→ 0 total(indirect: See footnore)

Steamboat Capital Partners II LP

10% Owner

Transactions

Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+35,885$40,421→ 0 total(indirect: See Footnotes)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+21,892$21,791→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-05$1.13/sh+681$767→ 0 total(indirect: See footnote)
Purchase
Common Stock, $0.01 par value
2020-05-06$1.00/sh+713$710→ 0 total(indirect: See footnore)

Footnotes (6)

[F1]Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).
[F2]Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.
[F3]Shares were bought to cover a short position that pre-dated becoming subject to Section 16.
[F4]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.11 to $1.15, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
[F5]Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.
[F6]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.99 to $1.00, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Wheeler Real Estate Investment Trust, Inc.

CIK 0001527541

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001766020

Filing Metadata

Form type: 4
Filed: May 6, 8:00 PM ET
Accepted: May 7, 1:22 PM ET
Size: 17.6 KB

View on SEC.gov