4//SEC Filing
Steamboat Capital Partners II LP 4
Accession 0001766020-20-000003
CIK 0001527541other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 1:52 PM ET
Size
13.3 KB
Accession
0001766020-20-000003
Insider Transaction Report
Form 4
Steamboat Capital Partners GP, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+8,239$9,011→ 0 total(indirect: Note 5) - Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+156$171→ 0 total(indirect: Note 5)
Transactions
- Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+8,239$9,011→ 0 total(indirect: Note 5) - Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+156$171→ 0 total(indirect: Note 5)
Kiai Parsa
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+8,239$9,011→ 0 total(indirect: Note 5) - Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+156$171→ 0 total(indirect: Note 5)
Steamboat Capital Partners II LP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+8,239$9,011→ 0 total(indirect: Note 5) - Purchase
Common Stock, $0.01 par value
2020-05-13$1.09/sh+156$171→ 0 total(indirect: Note 5)
Footnotes (5)
- [F1]Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).
- [F2]Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.
- [F3]Shares were bought to cover a short position that predated becoming subject to Section 16.
- [F4]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein.
- [F5]Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001737290
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 1:52 PM ET
- Size
- 13.3 KB